-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OGS2/TZn9+rV97R6chIr58NmV85wV9h5A1DFAY21egubFmFY1jT4p9CIWwy0sjMj CKcD/Ms0idQxXQTw5k9Asw== 0000918270-98-000002.txt : 19980209 0000918270-98-000002.hdr.sgml : 19980209 ACCESSION NUMBER: 0000918270-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980206 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-36031 FILM NUMBER: 98524478 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 7082082200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON EDWARD J CENTRAL INDEX KEY: 0000918270 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 7082082370 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* RICHARDSON ELECTRONICS, LTD. (Name of Issuer) Common Stock, par value $. 05 per share (Title of Class of Securities) 763165107 (CUSIP Number) Check the following box if a fee is being paid with this statement __. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 3 pages CUSIP No. 763165107 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Edward J. Richardson Social Security No. ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP NA 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U. S. A. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 5,828,100 6 SHARED VOTING POWER 28,421 7 SOLE DISPOSITIVE POWER 5,828,100 8 SHARED DISPOSITIVE POWER 5,415 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,856,521 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 48.24% 12 TYPE OF REPORTING PERSON * IN Page 2 of 3 pages This Amendment Number 9 amends Schedule 13G dated February 13, 1989, filed by the undersigned in connection with his beneficial ownership of Common Stock, $.05 par value, of Richardson Electronics, Ltd. (the "Company") as follows: Item 4. Ownership Item 4 is hereby amended by deleting the same in its entirety and substituting the following in lieu thereof: "(a) Amount Beneficially Owned 5,828,100 shares beneficially owned, includes 2,636,679 shares owned by Mr. Richardson in his own name, 3,191,421 shares which would be issued on conversion of an equal number of Issuer's Class B Common Stock, $.05 par value, beneficially owned by Mr. Richardson, 23,006 shares of Common Stock held in the Issuer's Employees Stock Ownership Trust for the account of Mr. Richardson and with respect to which he has voting power, and 804 shares which would be issued upon conversion of $17,000 of Issuer's 7 1/4% Convertible Subordinated Debentures and 4,611 shares which would be issued upon conversion of $83,000 of Issuer's 8 1/4% Convertible Senior Subordinated Debentures owned by a Trust of which Mr. Richardson is a Co-Trustee and as such shares voting and dispositive power. Does not include 6,450 shares of Common Stock owned by William G. Seils as custodian for Alexander Richardson under the Illinois Uniform Gift to Minors Act and 4,450 shares of Common Stock owned by William G. Seils as custodian for Nicholas Richardson under the Illinois Uniform Gift to Minors Act over which he has neither the power to vote or to direct the disposition thereof. (b) Percent of Class 48.24% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 5,828,100 (ii) shared power to vote or to direct the vote 28,421 (iii) sole power to dispose or to direct the disposition of 5,828,100 (iv) shared power to dispose or to direct the disposition of 5,415 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 4, 1998 Signature Name Edward J. Richardson Page 3 of 3 Pages -----END PRIVACY-ENHANCED MESSAGE-----